Usar HSM para assinar ou certificar documentos digitalmente use-hsm-to-digitally-sign-or-certify-documents

HSM (Hardware Security Modules, módulos de segurança de hardware) e etokens são dispositivos de computação dedicados, resistentes e à violação, projetados para gerenciar, processar e armazenar chaves digitais com segurança. Esses dispositivos são conectados diretamente a um computador ou servidor de rede.

O Adobe Experience Manager Forms pode usar credenciais armazenadas em um HSM ou token para assinar eletronicamente ou aplicar assinaturas digitais do lado do servidor a um documento. Para usar um dispositivo HSM ou etoken com o AEM Forms:

Antes de configurar os dispositivos HSM ou etoken com o AEM Forms configurehsmetoken

  • Instale o Complemento do AEM Forms pacote.
  • Instale e configure o software cliente HSM ou etoken no mesmo computador que o servidor AEM. O software cliente é necessário para se comunicar com os dispositivos HSM e etoken.

Habilitar o serviço DocAssurance configuredocassurance

Por padrão, o serviço DocAssurance não está habilitado. Execute as seguintes etapas para ativar o serviço:

  1. Pare a instância de Autor do seu ambiente do AEM Forms.

  2. Abra o [AEM_root]Arquivo \crx-quickstart\conf\sling.properties para editar.

    note note
    NOTE
    Se você tiver usado o [AEM_root]\crx-quickstart\bin\start.bat para iniciar a instância do AEM, abra o [AEM_root]\crx-quickstart\sling.properties arquivo para edição.
  3. Adicione ou substitua as seguintes propriedades no arquivo sling.properties:

    code language-shell
    sling.bootdelegation.sun=sun.*,com.sun.*,sun.misc.*
    sling.bootdelegation.ibm=com.ibm.xml.*,com.ibm.*
    sling.bootdelegation.class.com.rsa.jsafe.provider.JsafeJCE=com.rsa.*
    
  4. Salve e feche o arquivo sling.properties.

  5. Reinicie a instância do AEM.

NOTE
É recomendável usar o comando "Ctrl + C" para reiniciar o SDK. Reiniciar o SDK do AEM usando métodos alternativos, por exemplo, parar processos Java, pode levar a inconsistências no ambiente de desenvolvimento do AEM.

Criar um alias para o dispositivo configuredeviceinaemconsole

O alias contém todos os parâmetros exigidos por um HSM ou etoken. Execute as instruções listadas abaixo para criar um alias para cada credencial HSM ou etoken que o eSign ou Digital Signatures usa:

  1. Abra o console AEM. O URL padrão do console AEM é https://<host>:<port>/system/console/configMgr

  2. Abra o Serviço de configuração de credenciais HSM e especifique valores para os seguintes campos:

    • Alias de credencial: especifique uma cadeia de caracteres usada para identificar o alias. Esse valor é usado como uma propriedade para algumas operações de Assinaturas digitais, como a operação Assinar campo de assinatura.
    • Caminho da DLL: especifique o caminho da biblioteca do cliente HSM ou etoken no servidor. Por exemplo, C:\Program Files\LunaSA\cryptoki.dll. Em um ambiente em cluster, você deve garantir que todos os servidores no cluster usem um caminho idêntico.
    • Pino HSM: especifique a senha necessária para acessar a chave do dispositivo.
    • ID do slot HSM: especifique um identificador de slot de tipo inteiro. A ID do slot é definida cliente por cliente. É usado para identificar o slot no HSM que contém a chave privada para assinar/certificar.
    note note
    NOTE
    Ao configurar o Etoken, especifique um valor numérico para o campo Id do slot HSM. É necessário um valor numérico para que as operações de Assinaturas funcionem.
    • Certificado SHA1: especifique o valor SHA1 (impressão digital) do arquivo de chave pública (.cer) para a credencial que você está usando. Verifique se não há espaços usados no valor SHA1.
    • Tipo de dispositivo HSM: selecione o fabricante do dispositivo HSM (Luna ou outro) ou eToken.

    Clique em Salvar. O módulo de segurança de hardware está configurado para o AEM Forms. Agora, você pode usar o módulo de segurança de hardware com o AEM Forms para assinar ou certificar documentos.

Use as APIs de Serviço DocAssurance para assinar ou certificar um documento com chaves digitais armazenadas no dispositivo  programatically

O código de amostra a seguir usa um HSM ou token para assinar ou certificar um documento.

/*************************************************************************
 *
 * ADOBE CONFIDENTIAL
 * ___________________
 *
 * Copyright 2014 Adobe Systems Incorporated
 * All Rights Reserved.
 *
 * NOTICE:  All information contained herein is, and remains
 * the property of Adobe Systems Incorporated and its suppliers,
 * if any.  The intellectual and technical concepts contained
 * herein are proprietary to Adobe Systems Incorporated and its
 * suppliers and are protected by trade secret or copyright law.
 * Dissemination of this information or reproduction of this material
 * is strictly forbidden unless prior written permission is obtained
 * from Adobe Systems Incorporated.
 **************************************************************************/
package com.adobe.docassurance.samples;

import java.io.ByteArrayInputStream;
import java.io.IOException;
import java.io.InputStream;

import javax.jcr.Binary;
import javax.jcr.Node;
import javax.jcr.RepositoryException;
import javax.jcr.Session;

import org.apache.felix.scr.annotations.Component;
import org.apache.felix.scr.annotations.Reference;
import org.apache.felix.scr.annotations.Service;
import org.apache.sling.api.resource.ResourceResolver;
import org.apache.sling.jcr.api.SlingRepository;
import org.apache.sling.jcr.resource.JcrResourceResolverFactory;

import com.adobe.aemfd.docmanager.Document;
import com.adobe.fd.docassurance.client.api.DocAssuranceException;
import com.adobe.fd.docassurance.client.api.DocAssuranceService;
import com.adobe.fd.docassurance.client.api.DocAssuranceServiceOperationTypes;
import com.adobe.fd.docassurance.client.api.SignatureOptions;
import com.adobe.fd.signatures.client.types.exceptions.InvalidArgumentException;
import com.adobe.fd.signatures.pdf.inputs.CredentialContext;
import com.adobe.fd.signatures.pdf.inputs.DSSPreferences;
import com.adobe.fd.signatures.pdf.inputs.DSSPreferencesImpl;
import com.adobe.fd.signatures.pdf.inputs.PDFSignatureAppearenceOptions;
import com.adobe.fd.signatures.pdf.inputs.UnlockOptions;
import com.adobe.fd.signatures.pdf.inputs.PDFSignatureAppearenceOptions.PDFSignatureAppearanceType;
import com.adobe.fd.signatures.pdf.inputs.PDFSignatureAppearenceOptions.TextDirection;
import com.adobe.fd.signatures.pki.client.types.common.HashAlgorithm;
import com.adobe.fd.signatures.pki.client.types.common.RevocationCheckStyle;
import com.adobe.fd.signatures.pki.client.types.prefs.CRLPreferences;
import com.adobe.fd.signatures.pki.client.types.prefs.CRLPreferencesImpl;
import com.adobe.fd.signatures.pki.client.types.prefs.GeneralPreferencesImpl;
import com.adobe.fd.signatures.pki.client.types.prefs.PKIPreferences;
import com.adobe.fd.signatures.pki.client.types.prefs.PKIPreferencesImpl;
import com.adobe.fd.signatures.pki.client.types.prefs.PathValidationPreferences;
import com.adobe.fd.signatures.pki.client.types.prefs.PathValidationPreferencesImpl;

/**
 * Digital signatures can be applied to PDF documents to provide a level of security. Digital signatures, like handwritten signatures, provide a means by which signers
 * identify themselves and make statements about a document. The technology used to digitally sign documents helps to ensure that both the signer and recipients are clear
 * about what was signed and confident that the document was not altered since it was signed.
 *
 * PDF documents are signed by means of public-key technology. A signer has two keys: a public key and a private key. The private key is stored in a user's credential that
 * must be available at the time of signing. The public key is stored in the user's certificate that must be available to recipients to validate the signature. Information
 * about revoked certificates is found in certificate revocation lists (CRLs) and Online Certificate Status Protocol (OCSP) responses distributed by Certificate Authorities (CAs).
 * The time of signing can be obtained from a trusted source known as a Timestamping Authority.
 *
 * The following Java code example digitally signs a PDF document that is based on a PDF file.
 * The alias that is specified for the security credential is secure, and revocation checking is performed.
 * Because no CRL or OCSP server information is specified, the server information is obtained from the certificate used to
 * digitally sign the PDF document
 *
 * PreRequisites - Digital certificate for signing the document has to be uploaded on Granite Key Store
 */

@Component
@Service(value=Sign.class)
public class Sign{
 @Reference
 private DocAssuranceService docAssuranceService;

 @Reference
    private SlingRepository slingRepository;

 @Reference
    private JcrResourceResolverFactory jcrResourceResolverFactory ;

 /**
  *
  * @param inputFile - path to the pdf document stored at JCR node
  * @param outputFile - path to the pdf document where the output needs to be stored
  * @throws IOException
  * @throws RepositoryException
  * @throws InvalidArgumentException
  * @throws DocAssuranceException
  */
 public void signExtend(String inputFile, String outputFile, String alias) throws IOException, RepositoryException, InvalidArgumentException, DocAssuranceException{

  Document inDoc = new Document(inputFile);
  Document outDoc = null;

  Session adminSession = null;
        ResourceResolver resourceResolver = null;
        try {

          /** resourceResolver with admin privileges to be passed to SignatureServiceAPI and Reader Extensions
          the resource resolver for signature options has to be corresponding to the user who has the signing certificate in his granite key store
          the resource resolver for signature options has to be corresponding to the user who has the credential for reader extension in his granite key store
          here we are using the same resource resolver
          */
          adminSession = slingRepository.loginAdministrative(null);
             resourceResolver = jcrResourceResolverFactory.getResourceResolver(adminSession);

             //retrieve specifications for each of the services, you may pass null if you do not want to use that service
             //as we do not want encryption in this case, passing null for Encryption Options
             //for encrypted document pass Unlock Options - see the method getUnlockOptions() below
    outDoc = docAssuranceService.secureDocument(inDoc, null, getSignatureOptions(alias,resourceResolver),null,null);
        }
  catch(Exception e){
   e.printStackTrace();
  }
        finally{
            /**
             * always close the PDFDocument object after your processing is done.
             */
            if(inDoc != null){
                inDoc.close();
            }
            if(adminSession != null && adminSession.isLive()){
                if(resourceResolver != null){
                    resourceResolver.close();
                }
                adminSession.logout();
            }
        }

        //flush the output document contents to JCR Node
  flush(outDoc, outputFile);

 }

 /**
  *
  * @param rr resource resolver corresponding to the user with the access to signing credential for the
  * given alias "allcertificatesanypolicytest11ee_new" in this case
  * @return SignatureOptions
  */
 private SignatureOptions getSignatureOptions(String alias, ResourceResolver rr){

  //create an instance of SignatureOptions
  SignatureOptions signatureOptions = SignatureOptions.getInstance();

  //set the operation you want to perform - SIGN/CERTIFY
  signatureOptions.setOperationType(DocAssuranceServiceOperationTypes.SIGN);

  //field to sign
  String fieldName = "Signature1" ;

        //Hash Algo to be used to compute digest the PDF document
        HashAlgorithm algo = HashAlgorithm.SHA384;

        //Reason for signing/certifying
        String reason = "Test Reason";

        //location of the signer
        String location = "Test Location";

        //contact info of the signer
        String contactInfo = "Test Contact";

        //Create a PDFSignatureAppearanceOptions object
        //and show date information
        PDFSignatureAppearenceOptions appOptions = new PDFSignatureAppearenceOptions(
                PDFSignatureAppearanceType.NAME, null, 1.0d, null, true, true,
                true, true, true, true, true, TextDirection.AUTO);

        signatureOptions.setSignatureFieldName(fieldName);
        signatureOptions.setAlgo(algo);
        signatureOptions.setContactInfo(contactInfo);
        signatureOptions.setLocation(location);
        signatureOptions.setSigAppearence(appOptions);
        signatureOptions.setReason(reason);
        signatureOptions.setDssPref(getDSSPreferences(rr));
        signatureOptions.setCredential(new CredentialContext(alias, rr, true));
  return signatureOptions;
 }

 private DSSPreferences getDSSPreferences(ResourceResolver rr){
  //sets the DSS Preferences
        DSSPreferencesImpl prefs = DSSPreferencesImpl.getInstance();
        prefs.setPKIPreferences(getPKIPreferences());
        GeneralPreferencesImpl gp = (GeneralPreferencesImpl) prefs.getPKIPreferences().getGeneralPreferences();
        gp.setDisableCache(true);
        return prefs;
    }

    private PKIPreferences getPKIPreferences(){
     //sets the PKI Preferences
        PKIPreferences pkiPref = new PKIPreferencesImpl();
        pkiPref.setCRLPreferences(getCRLPreferences());
        pkiPref.setPathPreferences(getPathValidationPreferences());
        return pkiPref;
    }

    private CRLPreferences getCRLPreferences(){
        //specifies the CRL Preferences
        CRLPreferencesImpl crlPrefs = new CRLPreferencesImpl();
        crlPrefs.setRevocationCheck(RevocationCheckStyle.CheckIfAvailable);
        crlPrefs.setGoOnline(true);
        return crlPrefs;
    }

    private PathValidationPreferences getPathValidationPreferences(){
     //sets the path validation preferences
        PathValidationPreferencesImpl pathPref = new PathValidationPreferencesImpl();
        pathPref.setDoValidation(false);
        return pathPref;

    }

    /**
     * sets Unlock Options for encrypted PDF
     */
    private UnlockOptions getUnlockOptions(){
        UnlockOptions unlockOptions = new UnlockOptions();
        //sets the Open Password for password encrypted PDF
        unlockOptions.setPassword("OpenPassword");

        //for Certificate Encrypted Document, set the alias of the credential uploaded in the user's key store
        //and corresponding resource resolver

        return unlockOptions;

    }
    /**
     * This method copies the data from {@code Document}, to the specified file at the given resourcePath.
     * @param doc
     * @param resourcePath
     * @throws IOException
     */
    private void flush(Document doc, String resourcePath) throws IOException {
   //extracts the byte data from Document
   byte[] output = doc.getInlineData();
   Binary opBin;
   Session adminSession = null;
      try {
         adminSession = slingRepository.loginAdministrative(null);

         //get access to the specific node
         //here we are assuming that node exists
           Node node = adminSession.getNode(resourcePath);

           //convert byte[] to Binary
           opBin = adminSession.getValueFactory().createBinary((InputStream)new ByteArrayInputStream(output));

           //set the Binary data value to node's jcr:data
           node.getNode("jcr:content").getProperty("jcr:data").setValue(opBin);
      } catch (RepositoryException e) {

      }
      finally{

       if(adminSession != null && adminSession.isLive()){
        try {
      adminSession.save();
      adminSession.logout();
     } catch (RepositoryException e) {

     }

             }
      }

  }
}

Se você atualizou do formulário AEM 6.0 ou AEM 6.1 Forms e estava usando o serviço DocAssurance na versão anterior, então:

  • Para usar o serviço DocAssurance sem um dispositivo HSM ou etoken, continue usando o código existente.
  • Para usar o serviço DocAssurance com um dispositivo HSM ou etoken, substitua o código de objeto CredentialContext existente pela API listada abaixo.
/**
  *
  * @param credentialAlias alias of the PKI Credential stored in CQ Key Store or
  * the alias of the HSM Credential configured using HSM Credentials Configuration Service.
  * @param resourceResolver corresponding to the user with the access to the key store and trust store.
  * @param isHSMCredential if the alias is corresponding to HSM Credential.
  */
 public CredentialContext(String credentialAlias, ResourceResolver resourceResolver, boolean isHSMCredential);

Para obter informações detalhadas sobre APIs e código de amostra do serviço DocAssurance, consulte Utilização programática de serviços de documento AEM.

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